{"id":211088,"date":"2021-01-07T13:11:08","date_gmt":"2021-01-07T05:11:08","guid":{"rendered":"https:\/\/law.asia\/?p=211088"},"modified":"2025-03-06T16:59:42","modified_gmt":"2025-03-06T08:59:42","slug":"sebis-awkward-two-step","status":"publish","type":"post","link":"https:\/\/law-asia.visibleone.dev\/zh-hans\/sebis-awkward-two-step\/","title":{"rendered":"\u5370\u5ea6\u8bc1\u5238\u4ea4\u6613\u59d4\u5458\u4f1a\u5728\u8fd1\u671f\u6539\u9769\u4e2d\u7684\u5c34\u5c2c\u4e24\u6b65\u66f2"},"content":{"rendered":"

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\"Sawant
Sawant Singh<\/strong>
\u5408\u4f19\u4eba
Phoenix Legal<\/figcaption><\/figure>\n

2020\u5e7410\u670813\u65e5\uff0cSEBI\u6839\u636e\u4e0a\u5e02\u503a\u5238\u53d1\u884c\u4eba\u8fdd\u7ea6\u7a0b\u5e8f\u5411\u503a\u5238\u53d7\u6258\u4eba\u53d1\u51fa\u8fdb\u4e00\u6b65\u6307\u793a\u3002\u8fd9\u4e9b\u89c4\u5b9a\u5bf9\u53d1\u884c\u4eba\u63d0\u51fa\u4e86\u66f4\u9ad8\u7684\u62a5\u544a\u548c\u5408\u89c4\u8981\u6c42\uff0c\u5e76\u52a0\u91cd\u4e86\u503a\u5238\u53d7\u6258\u4eba\u7684\u8d23\u4efb\u3002\u4f8b\u5982\uff0c\u5f53\u8fdd\u7ea6\u53d1\u751f\u65f6\uff0c\u503a\u5238\u53d7\u6258\u4eba\u5fc5\u987b\u5728\u8fdd\u7ea6\u53d1\u751f\u540e3\u65e5\u5185\u5411\u503a\u5238\u6301\u6709\u4eba\u53d1\u51fa\u901a\u77e5\uff0c\u5e76\u572830\u65e5\u5185\u53ec\u5f00\u4f1a\u8bae\u3002\u5728\u8fd9\u7c7b\u4f1a\u8bae\u4e0a\uff0c\u6240\u6709\u51b3\u5b9a\u5747\u987b\u83b7\u5f97\u6309\u4ef7\u503c\u8ba1\u7b97\u768475%\u503a\u5238\u6301\u6709\u4eba\u53ca\u6309\u4eba\u6570\u8ba1\u7b97\u768460%\u503a\u5238\u6301\u6709\u4eba\u7684\u540c\u610f\u3002<\/p>\n

\u6b64\u5916\uff0c\u7ecf\u4fee\u8ba2\u76841993\u5e74\u300aSEBI\uff08\u503a\u5238\u53d7\u6258\u4eba\uff09\u6761\u4f8b\u300b\u8981\u6c42\u503a\u5238\u53d7\u6258\u4eba\u5bf9\u62c5\u4fdd\u8d44\u4ea7\u8fdb\u884c\u72ec\u7acb\u7684\u5c3d\u804c\u8c03\u67e5\u8bc4\u4f30\uff0c\u4ee5\u786e\u4fdd\u8fd9\u4e9b\u8d44\u4ea7\u6ca1\u6709\u4ea7\u6743\u8d1f\u62c5\uff0c\u5e76\u83b7\u5f97\u5176\u4ed6\u53d7\u62bc\u4eba\u7684\u540c\u610f\u3002\u7ecf\u4fee\u8ba2\u7684\u300a\u503a\u5238\u53d7\u6258\u4eba\u6761\u4f8b\u300b\u53ca\u300aSEBI10\u670813\u65e5\u7684\u901a\u51fd\u300b\u51c6\u8bb8\u503a\u5238\u53d7\u6258\u4eba\u4ee3\u8868\u503a\u5238\u6301\u6709\u4eba\u4e0e\u5176\u4ed6\u8d37\u65b9\u5c31\u5370\u5ea6\u50a8\u5907\u94f6\u884c\uff08RBI\uff09\u89c4\u5b9a\u7684\u4efb\u4f55\u51b3\u8bae\u67b6\u6784\u4e0b\u7684\u51b3\u8bae\u8ba1\u5212\u7b7e\u8ba2\u503a\u6743\u4eba\u95f4\u534f\u8bae\u3002SEBI\u901a\u51fd\u8fd8\u542b\u6709\u5141\u8bb8\u503a\u5238\u53d7\u6258\u4eba\u968f\u540e\u5c31\u67d0\u4e9b\u4e8b\u4ef6\u53d1\u751f\u9000\u51fa\u503a\u6743\u4eba\u95f4\u534f\u8bae\u7684\u63aa\u8f9e\u3002<\/p>\n

2008\u5e74\u300aSEBI(\u503a\u5238\u53d1\u884c\u548c\u4e0a\u5e02)\u6761\u4f8b\u300b\u5df2\u7ecf\u8fc7\u4fee\u8ba2\uff0c\u5e76\u89c4\u5b9a\u4e86\u53d1\u884c\u4eba\u5728\u4e0a\u5e02\u503a\u5238\u8981\u7ea6\u6587\u4ef6\u4e2d\u7684\u989d\u5916\u62ab\u9732\u8981\u6c42\u3002\u81ea2021\u5e741\u67081\u65e5\u8d77\uff0c\u4e0a\u5e02\u503a\u5238\u53d1\u884c\u4eba\u5fc5\u987b\u4ee5\u73b0\u91d1\u6216\u73b0\u91d1\u7b49\u4ef7\u7269\u7684\u65b9\u5f0f\u5411\u6307\u5b9a\u8bc1\u5238\u4ea4\u6613\u6240\u7684\u6062\u590d\u5f00\u652f\u57fa\u91d1\u7f34\u7eb3\u76f8\u5f53\u4e8e\u53d1\u884c\u89c4\u6a210.01%\u7684\u91d1\u989d\uff0c\u4e0a\u9650\u4e3a250\u4e07\u5362\u6bd4\u3002\u8fd9\u7b14\u94b1\u5c06\u5728\u8d4e\u56de\u503a\u5238\u65f6\u9000\u8fd8\u3002\u8fdd\u7ea6\u65f6\uff0c\u503a\u5238\u53d7\u6258\u4eba\u53ef\u6839\u636e\u503a\u5238\u6301\u6709\u4eba\u7684\u6307\u793a\uff0c\u5c06\u8fd9\u4e9b\u6b3e\u9879\u7528\u4e8e\u652f\u4ed8\u6cd5\u5f8b\u8d39\u7528\u548c\u5176\u4ed6\u6267\u884c\u8d39\u7528\u3002\u7ecf\u4fee\u8ba2\u76842015\u5e74\u300aSEBI\uff08\u4e0a\u5e02\u4e49\u52a1\u548c\u62ab\u9732\u8981\u6c42\uff09\u6761\u4f8b\u300b\u8fd8\u89c4\u5b9a\u4e86\u5bf9\u53d1\u884c\u4eba\u7684\u989d\u5916\u62a5\u544a\u548c\u5408\u89c4\u8981\u6c42\u3002<\/p>\n

\"Aditya
Aditya Bhargava<\/strong>
\u5408\u4f19\u4eba
Phoenix Legal<\/figcaption><\/figure>\n

\u7ecf\u4fee\u8ba2\u7684\u300a\u503a\u5238\u53d7\u6258\u4eba\u89c4\u4f8b\u300b\u53ca\u300a\u503a\u52a1\u4e0a\u5e02\u89c4\u4f8b\u300b\u89c4\u5b9a\uff0c\u503a\u5238\u4fe1\u6258\u5951\u636e\u5e94\u5206\u4e3a\u4e24\u90e8\u5206\uff1aA\u90e8\u5206\u4e3a\u6709\u5173\u503a\u52a1\u53d1\u884c\u7684\u6cd5\u5b9a\u53ca\u6807\u51c6\u8d44\u6599\uff0cB\u90e8\u5206\u4e3a\u6709\u5173\u5546\u4e1a\u53ca\u4ea4\u6613\u7684\u5177\u4f53\u7ec6\u8282\u3002\u867d\u7136\u8fd9\u4e9b\u6539\u9769\u7ed9\u4eba\u7684\u5370\u8c61\u662f\u4e3a\u4e86\u52a0\u5f3a\u5bf9\u6295\u8d44\u4eba\u7684\u4fdd\u62a4\u548c\u4fe1\u606f\u62ab\u9732\uff0c\u4f46\u8fd9\u662f\u4e00\u9879\u5f62\u5f0f\u610f\u4e49\u4e0a\u7684\u6539\u9769\uff0c\u8fd9\u4f3c\u4e4e\u662f\u5bf9SEBI\u5176\u4ed6\u6539\u9769\u7684\u8865\u5145\uff0c\u8fd9\u9879\u6539\u9769\u672a\u663e\u793a\u51fa\u660e\u663e\u7684\u5b9e\u8d28\u76ca\u5904\uff0c\u4e5f\u8bb8\u9700\u8981\u8fdb\u884c\u91cd\u65b0\u8bc4\u4f30\u3002<\/p>\n

SEBI\u5f15\u5165\u6539\u9769\u80cc\u540e\u7684\u610f\u56fe\u503c\u5f97\u79f0\u8d5e\u3002\u7136\u800c\uff0c\u8fd9\u4e9b\u63aa\u65bd\u4f3c\u4e4e\u662f\u88ab\u52a8\u800c\u975e\u4e3b\u52a8\u3001\u5bbd\u6cdb\u800c\u975e\u6709\u9488\u5bf9\u6027\u3002\u4f8b\u5982\uff0c\u6062\u590d\u652f\u51fa\u57fa\u91d1\u5c06\u589e\u52a0\u4e0a\u5e02\u503a\u52a1\u8d44\u672c\u5e02\u573a\u7684\u53d1\u884c\u6210\u672c\uff0c\u5e76\u53ef\u80fd\u59a8\u788d\u653f\u5e9c\u6df1\u5316\u503a\u52a1\u8d44\u672c\u5e02\u573a\u548c\u9f13\u52b1\u4ece\u94f6\u884c\u501f\u6b3e\u8f6c\u5411\u8d44\u672c\u5e02\u573a\u7684\u63aa\u65bd\u3002\u5982\u679c\u8fd9\u4e00\u63aa\u65bd\u9488\u5bf9\u7684\u662f\u6709\u4fe1\u7528\u4e0d\u826f\u8bb0\u5f55\u7684\u53d1\u884c\u8005\uff0c\u5219\u4f1a\u66f4\u6709\u6548\u679c\u3002\u8be5\u63aa\u65bd\u9002\u7528\u4e8e\u6240\u6709\u53d1\u884c\u4eba\uff0c\u5176\u6548\u679c\u662f\u4e3a\u5c11\u6570\u53d1\u884c\u4eba\u7684\u9519\u8bef\u800c\u60e9\u7f5a\u5408\u89c4\u53d1\u884c\u4eba\u3002SEBI10\u670813\u65e5\u7684\u901a\u51fd\u4e5f\u53cd\u6620\u51fa\u53ef\u80fd\u5b58\u5728\u7406\u89e3\u4e0a\u7684\u504f\u5dee\u6216\u7f3a\u4e4f\u4e0e\u5370\u5ea6\u50a8\u5907\u94f6\u884c\u7684\u534f\u5546\uff0c\u56e0\u4e3a\u5370\u5ea6\u50a8\u5907\u94f6\u884c\u7684\u51b3\u8bae\u6846\u67b6\u8981\u6c42\u6839\u636e\u503a\u6743\u4eba\u95f4\u534f\u8bae\u4f5c\u51fa\u7684\u51b3\u5b9a\u5bf9\u6240\u6709\u8d37\u6b3e\u4eba\u5747\u5177\u6709\u7ea6\u675f\u529b\uff0c\u4e14\u4f3c\u4e4e\u5e76\u6ca1\u6709\u8d4b\u4e88\u8d37\u6b3e\u4eba\u5355\u65b9\u9762\u9000\u51fa\u7684\u6743\u5229\u3002\u8fd9\u610f\u5473\u7740\u9700\u8981\u8bc4\u4f30\u503a\u5238\u53d7\u6258\u4eba\u5728\u5370\u5ea6\u50a8\u5907\u94f6\u884c\u51b3\u8bae\u6846\u67b6\u4e2d\u7684\u53c2\u4e0e\u60c5\u51b5\uff0c\u5e76\u9700\u8981\u63d0\u4f9b\u6307\u5bfc\u5176\u7533\u8bf7\u7684\u989d\u5916\u6307\u793a\u3002<\/p>\n

Sawant Singh\u548cAditya Bhargava\u662fPhoenix Legal\u5f8b\u5e08\u4e8b\u52a1\u6240\u7684\u5408\u4f19\u4eba\u3002\u5f8b\u5e08Sristi Yadav\u5bf9\u672c\u6587\u4ea6\u6709\u8d21\u732e\u3002<\/em><\/span><\/p>\n

\"Phoenix<\/p>\n

Phoenix Legal<\/strong>
\nSecond Floor
\n254, Okhla Industrial
\nEstate Phase III
\nNew Delhi \u2013 110 020
\nIndia<\/p>\n

 <\/p>\n

Vaswani Mansion, 3\/F
\n120 Dinshaw Vachha Road, Churchgate
\nMumbai \u2013 400 020
\nIndia<\/p>\n

 <\/p>\n

Contact details
\nTel +91 11 4983 0000 \/ +91 22 4340 8500
\nFax: +91 11 4983 0099 \/ +91 22 4340 8501
\nEmail: delhi@phoenixlegal.in
\nmumbai@phoenixlegal.in<\/p>\n

 <\/p>\n<\/section>\n","protected":false},"excerpt":{"rendered":"

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