{"id":237798,"date":"2021-06-22T15:48:39","date_gmt":"2021-06-22T07:48:39","guid":{"rendered":"https:\/\/law.asia\/?p=237798"},"modified":"2026-03-05T13:51:29","modified_gmt":"2026-03-05T05:51:29","slug":"six-major-capital-market-issues-companies-face","status":"publish","type":"post","link":"https:\/\/law-asia.visibleone.dev\/zh-hans\/six-major-capital-market-issues-companies-face\/","title":{"rendered":"\u4f01\u4e1a\u6210\u957f\u8fc7\u7a0b\u4e2d\u4e0e\u8d44\u672c\u5e02\u573a\u6709\u5173\u7684\u516d\u5927\u95ee\u9898"},"content":{"rendered":"<p style=\"text-align: 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id=\"attachment_237791\" aria-describedby=\"caption-attachment-237791\" style=\"width: 240px\" class=\"wp-caption alignleft\"><img decoding=\"async\" class=\"size-full wp-image-237792\" src=\"https:\/\/law.asia\/wp-content\/uploads\/2021\/06\/\u989c\u514b\u5175-Yan-Kebing-Senior-partner-and-head-of-the-securities-and-capital-market-department-Hai-Run-Law-Firm.jpg\" alt=\"\u989c\u514b\u5175, Yan Kebing, Senior partner and head of the securities and capital market department, Hai Run Law Firm\" width=\"240\" height=\"300\" \/><figcaption id=\"caption-attachment-237791\" class=\"wp-caption-text\"><strong><span style=\"color: #333333;\"><em>\u989c\u514b\u5175<\/em><\/span><\/strong><br \/><span style=\"color: #333333;\"><em>\u9ad8\u7ea7\u5408\u4f19\u4eba\u3001\u8bc1\u5238\u4e0e\u8d44\u672c\u5e02\u573a\u90e8\u4e3b\u4efb<\/em><\/span><br \/><span style=\"color: #333333;\"><em>\u6d77\u6da6\u5929\u777f\u5f8b\u5e08\u4e8b\u52a1\u6240<\/em><\/span><\/figcaption><\/figure>\n<p style=\"text-align: justify;\"><span style=\"color: #ff0000;\"><b>\uff08<\/b><b>1<\/b><b>\uff09\u4f01\u4e1a\u81ea\u8eab\u89c4\u6a21\u6269\u5c55\u4e0e\u8bc1\u5238\u5316\u540e\u7684\u5546\u4e1a\u4ef7\u503c\u7684\u5173\u7cfb\u3002<\/b><\/span>\u4f01\u4e1a\u4e0d\u4ec5\u751f\u4ea7\u5546\u54c1\u3001\u63d0\u4f9b\u670d\u52a1\uff0c\u521b\u9020\u793e\u4f1a\u4ef7\u503c\uff0c\u5176\u81ea\u8eab\u4ea6\u53ef\u4f5c\u4e3a\u5546\u54c1\uff0c\u5b58\u5728\u53ef\u53d8\u73b0\u7684\u4ef7\u503c\u3002\u4f01\u4e1a\u6240\u6709\u8005\u3001\u7ecf\u8425\u8005\u9664\u4e86\u4e0d\u65ad\u63d0\u4f9b\u66f4\u4f18\u7684\u4ea7\u54c1\u548c\u670d\u52a1\uff0c\u589e\u52a0\u81ea\u8eab\u8d44\u4ea7\u89c4\u6a21\u4e0e\u6536\u5165\u89c4\u6a21\u4ee5\u5916\uff0c\u5728\u6bcf\u4e2a\u53d1\u5c55\u9636\u6bb5\u5747\u5e94\u8003\u91cf\u4f01\u4e1a\u81ea\u8eab\u8bc1\u5238\u5316\uff08\u4e0a\u5e02\u3001\u5e76\u8d2d\u6216\u878d\u8d44\u9636\u6bb5\u8fdb\u884c\u4f30\u503c\uff09\u540e\u7684\u5546\u4e1a\u4ef7\u503c\uff0c\u5373\u5982\u679c\u4f01\u4e1a\u672c\u8eab\u8bc1\u5238\u5316\u540e\uff0c\u5176\u5546\u4e1a\u4ef7\u503c\u80fd\u5426\u4e0d\u65ad\u63d0\u5347\u3002\u8bc1\u5238\u5316\u80fd\u591f\u4fc3\u4f7f\u4f01\u4e1a\u5728\u6295\u8d44\u89c4\u5212\u3001\u4ea7\u54c1\u548c\u670d\u52a1\u521b\u65b0\u7b49\u65b9\u9762\u52aa\u529b\u8fbe\u5230\u6700\u597d\u7684\u5e73\u8861\uff0c\u6709\u52a9\u4e8e\u68c0\u9a8c\u4f01\u4e1a\u6295\u8d44\u548c\u7ecf\u8425\u6210\u679c\u80fd\u5426\u5f97\u5230\u793e\u4f1a\u8ba4\u53ef\uff0c\u4e5f\u6709\u52a9\u4e8e\u4e86\u89e3\u81ea\u8eab\u5728\u884c\u4e1a\u4e2d\u7684\u5730\u4f4d\uff0c\u5e76\u80fd\u786e\u5b9a\u66f4\u6e05\u6670\u7684\u53d1\u5c55\u76ee\u6807\uff0c\u8fd8\u80fd\u5728\u9002\u5f53\u65f6\u673a\u901a\u8fc7\u4e0a\u5e02\u3001\u5e76\u8d2d\u7b49\u8d44\u672c\u8fd0\u4f5c\u5b9e\u73b0\u589e\u503c\u6216\u6295\u8d44\u53d8\u73b0\u3002<\/p>\n<p style=\"text-align: justify;\"><span style=\"color: #ff0000;\"><b>\uff08<\/b><b>2<\/b><b>\uff09\u81ea\u6709\u8d44\u91d1\u3001\u94f6\u884c\u878d\u8d44\u4e0e\u79c1\u52df\u878d\u8d44\u7684\u5173\u7cfb\u3002<\/b><\/span>\u4e3b\u8981\u6d89\u53ca\u5230\u8981\u4e0d\u8981\u901a\u8fc7\u79c1\u52df\u878d\u8d44\uff0c\u4f55\u65f6\u542f\u52a8\u878d\u8d44\u7684\u95ee\u9898\u3002\u4f01\u4e1a\u51fa\u8d44\u4eba\u8d22\u52a1\u72b6\u51b5\u548c\u6295\u8d44\u89c4\u5212\u4e0d\u5c3d\u76f8\u540c\uff0c\u5927\u90e8\u5206\u4f01\u4e1a\u5728\u6210\u957f\u8fc7\u7a0b\u4e2d\u9762\u4e34\u8d44\u91d1\u538b\u529b\uff0c\u9664\u4e86\u6ce8\u518c\u8d44\u91d1\u6295\u5165\u3001\u8fdb\u884c\u94f6\u884c\u878d\u8d44\u5916\uff0c\u8981\u4e0d\u8981\u5f00\u5c55\u80a1\u6743\u878d\u8d44\uff0c\u6210\u4e86\u4f01\u4e1a\u53d1\u5c55\u5230\u4e00\u5b9a\u9636\u6bb5\u540e\u9700\u8981\u8003\u8651\u7684\u95ee\u9898\u3002\u4ece\u73b0\u6709\u4f01\u4e1a\u4e0a\u5e02\u6210\u529f\u7684\u5b9e\u8bc1\u7ecf\u9a8c\u6765\u770b\uff0c\u80a1\u6743\u878d\u8d44\u80fd\u591f\u6709\u6548\u5730\u5229\u7528\u793e\u4f1a\u8d44\u672c\u548c\u8d44\u6e90\uff0c\u53d1\u6325\u4e00\u5b9a\u6760\u6746\u4f5c\u7528\uff0c\u6709\u52a9\u4e8e\u52a0\u5feb\u4f01\u4e1a\u53d1\u5c55\u3002\u540c\u65f6\uff0c\u80a1\u6743\u878d\u8d44\u5e94\u4f5c\u957f\u671f\u89c4\u5212\uff0c\u5728\u4f01\u4e1a\u4e0d\u540c\u53d1\u5c55\u9636\u6bb5\u5747\u53ef\u5b9e\u65bd\uff0c\u907f\u514d\u51fa\u73b0\u4f01\u4e1a\u8d44\u91d1\u6781\u5ea6\u7d27\u5f20\u3001\u6025\u9700\u5916\u90e8\u8d44\u91d1\u65f6\u624d\u8003\u8651\u878d\u8d44\u7684\u60c5\u5f62\u3002<\/p>\n<p style=\"text-align: justify;\"><span style=\"color: #ff0000;\"><b>\uff08<\/b><b>3<\/b><b>\uff09\u72ec\u7acb\u4e0a\u5e02\u3001\u5e76\u8d2d\u91cd\u7ec4\u8fd8\u662f\u95f7\u58f0\u53d1\u8d22\u3002<\/b><\/span>\u80a1\u7968\u53d1\u884c\u4e0a\u5e02\u6ce8\u518c\u5236\u589e\u52a0\u4e86\u4e0a\u5e02\u7684\u5305\u5bb9\u6027\uff0c\u5e76\u8bbe\u7f6e\u4e86\u591a\u5957\u4e0a\u5e02\u6807\u51c6\u4f9b\u9009\u62e9\uff0c\u4f46\u5e76\u975e\u6240\u6709\u4f01\u4e1a\u90fd\u9002\u5408\u4e0a\u5e02\uff0c\u7b26\u5408\u56fd\u5bb6\u4ea7\u4e1a\u653f\u7b56\u548c\u5ba1\u6838\u653f\u7b56\u662f\u4e0a\u5e02\u57fa\u672c\u8981\u6c42\u3002\u5728\u6b64\u57fa\u7840\u4e4b\u4e0a\uff0c\u79d1\u521b\u677f\u5f3a\u8c03\u201c\u786c\u6838\u201d\u79d1\u6280\uff0c\u7a81\u51fa\u79d1\u521b\u5c5e\u6027\uff0c\u5e76\u5217\u51fa\u4e86\u8d1f\u9762\u6e05\u5355\uff0c\u660e\u786e\u54ea\u4e9b\u4e1a\u52a1\u4e0d\u9002\u5408\u5728\u79d1\u521b\u677f\u4e0a\u5e02\uff1b\u521b\u4e1a\u677f\u4ea6\u6709\u76f8\u5173\u8981\u6c42\uff0c\u6bd4\u5982\u519c\u4e1a\u4f01\u4e1a\u3001\u77ff\u4e1a\u4f01\u4e1a\u4e0d\u9002\u5408\u5728\u521b\u4e1a\u677f\u4e0a\u5e02\u3002\u4e0d\u540c\u677f\u5757\u7684\u4e0a\u5e02\u516c\u53f8\u5e76\u8d2d\u91cd\u7ec4\u6574\u4f53\u5e94\u9075\u5faa\u524d\u8ff0\u89c4\u5219\uff0c\u6839\u636e\u5177\u4f53\u4f01\u4e1a\u60c5\u51b5\uff0c\u76f8\u5173\u6807\u51c6\u4f1a\u9002\u5f53\u653e\u5bbd\u3002<\/p>\n<p style=\"text-align: justify;\"><span style=\"color: #ff0000;\"><b>\uff08<\/b><b>4<\/b><b>\uff09\u80a1\u6743\u6fc0\u52b1\u8fd8\u662f\u9ad8\u85aa\u7559\u4eba\u3002<\/b><\/span>\u4e0d\u5c11\u62df\u4e0a\u5e02\u4f01\u4e1a\u4f1a\u7ed9\u7ba1\u7406\u5c42\u548c\u9aa8\u5e72\u5458\u5de5\u8fdb\u884c\u80a1\u6743\u6fc0\u52b1\uff0c\u5b9e\u8df5\u4e2d\u53d6\u5f97\u4e86\u8f83\u597d\u7684\u6548\u679c\u3002\u4f46\u80a1\u6743\u6fc0\u52b1\u4e0d\u662f\u4e07\u80fd\u7684\uff0c\u5728\u4e00\u5b9a\u7a0b\u5ea6\u4e0a\u8bf4\u662f\u4e00\u628a\u53cc\u5203\u5251\uff0c\u9700\u8981\u6839\u636e\u4e0d\u540c\u4f01\u4e1a\u7279\u70b9\u59a5\u5584\u8bbe\u7f6e\u6fc0\u52b1\u65b9\u6848\uff0c\u91cd\u70b9\u8981\u6c42\u6fc0\u52b1\u76ee\u6807\u660e\u786e\uff0c\u8003\u6838\u6807\u51c6\u6e05\u6670\uff0c\u6fc0\u52b1\u4e0a\u8fdb\u5e76\u80fd\u9002\u5f53\u517c\u987e\u516c\u5e73\uff0c\u5e76\u5177\u5907\u5b9e\u73b0\u7684\u57fa\u7840\u3002<\/p>\n<p style=\"text-align: justify;\"><span style=\"color: #ff0000;\"><b>\uff08<\/b><b>5<\/b><b>\uff09\u6539\u5236\u4e0a\u5e02\u5e94\u65e9\u4f5c\u6253\u7b97\u8fd8\u662f\u7b49\u5230\u4e07\u4e8b\u4ff1\u5907\u3002<\/b><\/span>\u5728\u6838\u51c6\u5236\u4e0b\uff0c\u4e00\u5bb6\u7ecf\u8425\u4e1a\u7ee9\u826f\u597d\u7684\u4f01\u4e1a\u4ece\u542f\u52a8\u6539\u5236\u4e0a\u5e02\u5de5\u4f5c\uff0c\u5230\u5b8c\u6210\u6302\u724c\u4e0a\u5e02\u901a\u5e38\u9700\u8981\u4e09\u81f3\u4e94\u5e74\u65f6\u95f4\uff0c\u6ce8\u518c\u5236\u4e0b\u5ba1\u6838\u5468\u671f\u53ef\u9884\u89c1\u6027\u5f3a\uff0c\u4f46\u5bf9\u8f85\u5bfc\u3001\u89c4\u8303\u548c\u4fe1\u606f\u62ab\u9732\u8981\u6c42\u8fdb\u4e00\u6b65\u63d0\u9ad8\uff0c\u4ece\u542f\u52a8\u5230\u987a\u5229\u5b8c\u6210\u4e0a\u5e02\u901a\u5e38\u4e5f\u4e0d\u4f4e\u4e8e\u4e24\u5e74\u65f6\u95f4\u3002\u4e00\u822c\u8ba4\u4e3a\uff0c\u4f01\u4e1a\u5728\u7ecf\u8425\u6a21\u5f0f\u6bd4\u8f83\u7a33\u5b9a\u4e14\u8fdb\u5165\u8f83\u5feb\u53d1\u5c55\u65f6\u671f\uff0c\u662f\u542f\u52a8\u6539\u5236\u4e0a\u5e02\u5de5\u4f5c\u7684\u8f83\u597d\u65f6\u673a\u3002<\/p>\n<p style=\"text-align: justify;\"><span style=\"color: #ff0000;\"><b>\uff08<\/b><b>6<\/b><b>\uff09\u5904\u7406\u597d\u89c4\u8303\u4e0e\u53d1\u5c55\u7684\u5173\u7cfb\u3002<\/b><\/span>\u4f01\u4e1a\u6210\u7acb\u521d\u671f\uff0c\u80fd\u5728\u5e02\u573a\u7ade\u4e89\u4e2d\u751f\u5b58\u4e0b\u6765\u662f\u9996\u8981\u7684\u4efb\u52a1\uff0c\u5728\u6b64\u9636\u6bb5\uff0c\u53d1\u5c55\u662f\u5173\u952e\u3002\u800c\u4f01\u4e1a\u4e0a\u5e02\u5bf9\u89c4\u8303\u6027\u8981\u6c42\u975e\u5e38\u9ad8\u3002\u4e00\u822c\u8ba4\u4e3a\uff0c\u968f\u7740\u7ecf\u8425\u7684\u7a33\u5b9a\uff0c\u4f01\u4e1a\u8981\u52aa\u529b\u521b\u9020\u6761\u4ef6\uff0c\u9010\u6b65\u89e3\u51b3\u89c4\u8303\u6027\u95ee\u9898\uff1b\u5728\u4f01\u4e1a\u542f\u52a8\u6539\u5236\u4e0a\u5e02\u5de5\u4f5c\u4ee5\u540e\uff0c\u89c4\u8303\u662f\u4f01\u4e1a\u7ecf\u8425\u7684\u4e3b\u7ebf\uff0c\u5fc5\u987b\u4e0b\u5927\u529b\u6c14\u514b\u670d\u4f01\u4e1a\u7ecf\u8425\u4e2d\u7684\u4e0d\u89c4\u8303\u60c5\u51b5\u3002<\/p>\n<hr \/>\n<p style=\"text-align: justify;\"><span style=\"color: #808080;\"><em>\u989c\u514b\u5175\u662f\u6d77\u6da6\u5929\u777f\u5f8b\u5e08\u4e8b\u52a1\u6240\u9ad8\u7ea7\u5408\u4f19\u4eba\u3001\u8bc1\u5238\u4e0e\u8d44\u672c\u5e02\u573a\u90e8\u4e3b\u4efb\u3002\u4ed6\u7684\u8054\u7cfb\u65b9\u5f0f\u4e3a\u7535\u8bdd+ 86 10 6521 9696\u4ee5\u53ca\u7535\u90ae<\/em><\/span> <a href=\"mailto:yankb@hairunlawyer.com\"><i>yankb@hairunlawyer.com<\/i><\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>\u6ce8\u518c\u5236\u6781\u5927\u6fc0\u53d1\u4e86\u4f01\u4e1a\u4e0a\u5e02\u7684\u6d3b\u529b\u3002\u76ee\u524d\u79d1\u521b\u677f\u3001\u521b\u4e1a\u677f\u5df2\u8bd5\u70b9\u5b9e\u884c\u6ce8\u518c\u5236\uff0c\u4e3b\u677f\u6ce8\u518c\u5236\u6539\u9769\u4e5f\u5728\u7a33\u6b65\u63a8\u8fdb\u4e2d\u3002\u4e0e\u6838\u51c6\u5236\u76f8\u6bd4<\/p>\n","protected":false},"author":9,"featured_media":237788,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"sfsi_plus_gutenberg_text_before_share":"","sfsi_plus_gutenberg_show_text_before_share":"","sfsi_plus_gutenberg_icon_type":"","sfsi_plus_gutenberg_icon_alignemt":"","sfsi_plus_gutenburg_max_per_row":"","meta-author":"\u989c\u514b\u5175\uff0c\u6d77\u6da6\u5929\u777f\u5f8b\u5e08\u4e8b\u52a1\u6240","footnotes":""},"categories":[110570,3164,75],"tags":[62295,26948,111354,23407,173598],"class_list":["post-237798","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-110570","category-3164","category-china-business-law-journal-zh-hans","tag-china-insights-zh-hans","tag-26948","tag-111354","tag-23407","tag-capital-markets-zh-hans"],"acf":[],"_links":{"self":[{"href":"https:\/\/law-asia.visibleone.dev\/zh-hans\/wp-json\/wp\/v2\/posts\/237798","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/law-asia.visibleone.dev\/zh-hans\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/law-asia.visibleone.dev\/zh-hans\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/law-asia.visibleone.dev\/zh-hans\/wp-json\/wp\/v2\/users\/9"}],"replies":[{"embeddable":true,"href":"https:\/\/law-asia.visibleone.dev\/zh-hans\/wp-json\/wp\/v2\/comments?post=237798"}],"version-history":[{"count":1,"href":"https:\/\/law-asia.visibleone.dev\/zh-hans\/wp-json\/wp\/v2\/posts\/237798\/revisions"}],"predecessor-version":[{"id":665384,"href":"https:\/\/law-asia.visibleone.dev\/zh-hans\/wp-json\/wp\/v2\/posts\/237798\/revisions\/665384"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/law-asia.visibleone.dev\/zh-hans\/wp-json\/wp\/v2\/media\/237788"}],"wp:attachment":[{"href":"https:\/\/law-asia.visibleone.dev\/zh-hans\/wp-json\/wp\/v2\/media?parent=237798"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/law-asia.visibleone.dev\/zh-hans\/wp-json\/wp\/v2\/categories?post=237798"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/law-asia.visibleone.dev\/zh-hans\/wp-json\/wp\/v2\/tags?post=237798"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}